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National Center for Education Statistics

Collecting School-Level Finance Data: An Evaluation From the Pilot School-Level Finance Survey (SLFS)

Policymakers, researchers, and the public have long voiced concerns about the equitable distribution of school funding within and across school districts. More recently, the Every Student Succeeds Act (ESSA) requires that states and school districts add per pupil expenditures, disaggregated by source of funds, to their annual report cards for each local education agency (LEA) (e.g., school district) and school. In response to this these requirements, the National Center for Education Statistics (NCES) developed a new collection of finance data at the school level—the School-Level Finance Survey (SLFS).

The SLFS collects at the school level many of the same expenditure variables currently being collected at the district level on the School District Finance Survey. The pilot SLFS was designed to evaluate whether the survey is a viable, efficient, and cost-effective method to gather school-level finance data. Findings from the pilot survey were recently released in an NCES report titled The Feasibility of Collecting School-Level Finance Data: An Evaluation of Data From the School-Level Finance Survey (SLFS) School Year 2014–15.

Here’s some of what we learned:

 

Many states participating in the SLFS were able to report complete personnel and/or nonpersonnel expenditure data for a high percentage of their schools.

Of the 15 states that participated in the SLFS in school year 2014–15, 9 states were able to report school-level finance data for greater than 95 percent of their operational schools (figure 1). Other than Colorado and New Jersey,[1] all states were able to report SLFS data for at least 84 percent of their schools, ranging from 85 percent in Kentucky to nearly 100 percent in Maine. Just over one-half of reporting states (8 of 15) reported all personnel items (i.e., dollars spent on salaries and wages for teachers, aides, administrators, and support staff) for at least 95 percent of their schools. Seven of 15 states reported all nonpersonnel items (i.e., dollars spent on purchased services, supplies, and other costs not directly related to school employees) for at least 95 percent of their schools.  
 


Figure 1. Percentage of operational schools with fiscal data reported in the SLFS, by participating state: 2014–15

NOTE: This figure includes operational schools only (i.e., excludes closed, inactive, or future LEAs). The count of schools reported includes schools that can be matched to the Common Core of Data (CCD) School Universe files and for which at least one data item is reported in the SLFS.

SOURCE: U.S. Department of Education, National Center for Education Statistics, Common Core of Data (CCD), “School-Level Finance Survey (SLFS),” fiscal year 2015, Preliminary Version 1a; “Local Education Agency Universe Survey,” 2014–15, Provisional Version 1a.



SLFS data are generally comparable and consistent with other sources of school finance data.

A substantial majority of personnel expenditures can be reported at the school level. Personnel expenditures reported for the SLFS were reasonably comparable with the district-level and state-level data.[2] For common personnel expenditures, the absolute percentage difference between the SLFS and the district survey was less than 9 percent in 8 of 10 states (figure 2). The absolute percentage difference between the SLFS and the state-level survey for common personnel expenditures was less than 9 percent in 6 of 10 states.
 


Figure 2. School-Level Finance Survey (SLFS), School District Finance Survey (F-33), and National Public Education Financial Survey (NPEFS), by participating state: 2014–15

NOTE: Total personnel salaries include instructional staff salaries, student support services salaries, instructional staff support services salaries, and school administration salaries. This figure includes all schools in the SLFS and all LEAs in the F-33. Only states where reporting standards are met are included.

SOURCE: U.S. Department of Education, National Center for Education Statistics, Common Core of Data (CCD), “School-Level Finance Survey (SLFS),” fiscal year 2015, Preliminary Version 1a; “National Public Education Financial Survey (NPEFS),” fiscal year 2015, Final Version 2a; and “School District Finance Survey (F-33),” fiscal year 2015, Provisional Version 1a.



There are numerous inherent challenges in collecting school-level finance data: 

  • Communicating the vision of why reporting school-level finance data is important to school finance practitioners.
  • The pilot SLFS did not collect all types of current expenditures.
  • Some states had not fully developed standardized protocols or procedures for reporting finance data at the school level. 
  • There are varying legal requirements for the types of schools that are required to report finance data and the types of expenditures schools and districts are required to report.
  • The survey’s data item definitions were not consistent with states’ internal accounting for some items.

During the pilot survey, NCES and Census Bureau staff took action to address these challenges. 

 

Evidence suggests that it is feasible to collect accurate and informative school-level financial data.

States participating in the SLFS are improving internal data systems and protocols, which will allow them to report complete and comparable school-level finance data. The SLFS promotes efficiency by incorporating long-established NCES standards for school district financial accounting. The results of the pilot SLFS survey demonstrate that it is feasible to collect accurate and informative school-level finance data. The informational and analytical value will increase as response rates improve and as states improve their capabilities to collect complete, accurate, and comparable finance data at the school level.

 

By Stephen Q. Cornman, NCES; Malia Howell, Stephen Wheeler, and Osei Ampadu, U.S. Census Bureau; and Lei Zhou, Activate Research


[1] In 2014–15, Colorado did not require all school districts to report finance data at the school level; thus, data is reported for only 26 of Colorado’s 262 LEAs. In New Jersey, school-level finance reporting is required only for its “Abbott” districts, which make up only 31 of the state’s 702 districts.

[2] NCES’s Common Core of Data (CCD) program collects school finance data through three annual surveys: the school-level SLFS, the LEA-level School District Finance Survey (F-33), and the state-level National Public Education Financial Survey (NPEFS). Five data items are common to all three fiscal surveys (i.e., are collected at the school level for the SLFS, at the LEA level for the F-33, and at the state level for the NPEFS): instructional staff salaries, student support services salaries, instructional staff support services salaries, school administration salaries, and teacher salaries.

 

 

 

New Data Available on Crime and Safety in Public Schools

The prevalence of crime in America’s public schools continues to be a topic of much concern and discussion among parents, students, educators, and policymakers. A new report from the National Center for Education Statistics (NCES) provides the latest data to help inform conversations and debate about school safety.

The report, Crime, Violence, Discipline, and Safety in U.S. Public Schools, presents new information from the 2017–18 School Survey on Crime and Safety (SSOCS). SSOCS is a nationally representative survey of school principals that collects detailed information on both incidents of crime in U.S. public schools and the practices and programs schools have implemented to promote school safety.

This report presents selected findings on a wide range of topics, including violent and nonviolent incidents, disciplinary problems and actions, security measures, security staff, mental health services, and limitations on crime prevention. In addition to presenting updates for data that have been published in prior SSOCS reports, the new report highlights topics not covered in previous reports, including the number of incidents involving the use or possession of a firearm or explosive device at school as well as the percentage of schools that have “panic buttons” or silent alarms that directly connect to law enforcement in the event of an incident.

Data on both school crime incidents and school safety practices are available by various school characteristics, such as school type, enrollment size, and locale (i.e., whether the school is located in an urban, suburban, or rural area).  

One key finding highlighted in the report is that most schools have written plans for various emergency scenarios. In school year 2017–18, the most common types of plans reported were for responses to natural disasters (94 percent), active shooters (92 percent), and bomb threats or incidents (91 percent).

 



 

The report also presented other key findings from the 2017–18 school year:

  • Seventy-one percent of U.S. public schools reported that at least one violent incident occurred at school during the school year.
  • Three percent of schools reported that there was at least one incident involving the possession of a firearm or explosive device at their school.
  • Forty-six percent of traditional public schools had a school resource officer present at school at least once a week, compared with only 19 percent of charter schools. Conversely, a higher percentage of charter schools than of traditional public schools had a security guard or other security personnel present at least once a week (35 vs. 21 percent).
  • Restorative circles were used more frequently in schools with a higher enrollment of minority students. A restorative circle is a formal mediation process led by a facilitator who brings affected parties of a problem together to explore what happened, reflect on their roles, and find solutions that address individual and community concerns. Among schools with at least 50 percent minority enrollment, half (50 percent) reported involving students in restorative circles. However, in schools with lower minority enrollment (20 to 50 percent), a lower percentage of schools reported involving students in restorative circles (38 percent).
  • Fifty-one percent of schools provided diagnostic mental health assessments to evaluate students for mental health disorders, and 38 percent provided treatment to students for mental health disorders.

To access the full report, please visit https://nces.ed.gov/pubs2019/2019061.pdf. SSOCS:2018 data files will be released later this year. Due to the sensitive nature of SSOCS data, researchers must apply for a restricted-use license to access the full SSOCS:2018 restricted-use data file. A public-use data file—with some sensitive variables removed—will be released after the restricted-use data file.

 

By Sam Correa and Melissa Diliberti (AIR) and Rachel Hansen (NCES)

 

 

New Report Shows Increased Diversity in U.S. Schools, Disparities in Outcomes

The school-age population in the United States is becoming more racially and ethnically diverse. An NCES report released in February 2019, Status and Trends in the Education of Racial and Ethnic Groups 2018, examines how education experiences and outcomes vary among racial/ethnic groups. The report contains 36 indicators that cover preprimary to postsecondary education, as well as family background characteristics and labor force outcomes.

Between 2000 and 2017, the percentage of 5- to 17-year-olds who were White decreased from 62 to 51 percent, while the percentage who were Hispanic increased from 16 to 25 percent.

 


Figure 1. Percentage distribution of the U.S. resident population ages 5–17, by race/ethnicity: 2000 and 2017

# Rounds to zero.

NOTE: Data are for the resident population as of July 1 of the indicated year.

SOURCE: U.S. Department of Commerce, Census Bureau, 2000 Population Estimates, retrieved August 14, 2012, from http://www.census.gov/popest/data/national/asrh/2011/index.html; and 2017 Population Estimates, retrieved September 5, 2017, from https://www.census.gov/data/datasets/2016/demo/popest/nation-detail.html. See Digest of Education Statistics 2017, table 101.20.


 

Prior research shows that living in poverty during early childhood is associated with lower-than-average academic performance that begins in kindergarten[1] and extends through high school, leading to lower-than-average rates of school completion.[2] In 2016, the percentages of children living in poverty were highest for Black and American Indian/Alaska Native children and lowest for White and Asian children.

 


Figure 2. Percentage of children under age 18 living in poverty, by race/ethnicity: 2016

NOTE: Data shown are based only on related children in a family; that is, all children in the household who are related to the householder by birth, marriage, or adoption (except a child who is the spouse of the householder).

SOURCE: U.S. Department of Commerce, Census Bureau, American Community Survey (ACS), 2016. See Digest of Education Statistics 2017, table 102.60.


 

The National Assessment of Educational Progress (NAEP)—given to a representative sample of students across the United States—measures student performance over time in various subjects (including reading, math, and science) at grades 4, 8, and 12. Average grade 4 reading scores were higher in 2017 than in 1992 for the racial/ethnic groups with available data. Between 1992 and 2017, the White-Black score gap narrowed from 32 points in 1992 to 26 points in 2017. However, the White-Hispanic gap in 2017 was not measurably different from the corresponding gap in 1992.

 


Figure 3. Average National Assessment of Educational Progress (NAEP) reading scale scores of grade 4 students, by selected race/ethnicity: 1992 and 2017

NOTE: Includes public and private schools. Testing accommodations (e.g., extended time, small group testing) for children with disabilities and English language learners were not permitted in 1992.

SOURCE: U.S. Department of Education, National Center for Education Statistics, National Assessment of Educational Progress (NAEP), 1992 and 2017 Reading Assessments, NAEP Data Explorer. See Digest of Education Statistics 2017, table 221.10.


 

Looking at higher education, between 2000 and 2016, the largest changes in the racial/ethnic composition of undergraduate students were for White students and Hispanic students. The share of undergraduates who were White decreased from 70 to 56 percent, and the share who were Hispanic increased from 10 to 19 percent.

 


Figure 4. Percentage of total undergraduate student enrollment in degree-granting institutions, by race/ethnicity: Fall 2000 and fall 2016

NOTE: Other includes Asian students, Pacific Islander students, and students of Two or more races.

SOURCE: U.S. Department of Education, National Center for Education Statistics, Integrated Postsecondary Education Data System (IPEDS), Spring 2001 and Spring 2017, Fall Enrollment component. See Digest of Education Statistics 2017, table 306.10.


 

Postsecondary graduation rates vary widely by racial/ethnic group. For instance, among first-time students at 4-year institutions who enrolled in 2010, 74 percent of Asian students had graduated within 6 years. This was approximately 35 percentage points higher than the graduation rates for American Indian/Alaska Native students and Black students.   

 


Figure 5: Graduation rates within 6 years from first institution attended for first-time, full-time bachelor's degree-seeking students at 4-year postsecondary institutions, by race/ethnicity: Cohort entry year 2010

SOURCE: U.S. Department of Education, National Center for Education Statistics, Integrated Postsecondary Education Data System (IPEDS), Winter 2016–17, Graduation Rates component. See Digest of Education Statistics 2017, table 326.10.


 

The report also includes a new spotlight indicator, which highlights institutions that serve a large number of students from minority racial and ethnic groups. For instance, historically Black colleges and universities (HBCUs) are defined as “any historically Black college or university that was established prior to 1964, whose principal mission was, and is, the education of Black Americans.” In fall 2016, there were 102 HBCUs that enrolled over 292,000 students, 77 percent of whom were Black.

 



 

The spotlight also highlights other groups of minority-serving institutions—Hispanic-serving institutions, Tribally controlled colleges and universities, and Asian American and Native American Pacific Islander-serving institutions—describes how an institution is recognized as belonging to one of these groups, and discusses other institution characteristics, such as enrollment and degrees conferred.

For more information, visit the report’s website, where you can browse the indicators or download the full report

 

By Cris de Brey

 


[1] Mulligan, G.M., Hastedt, S., and McCarroll, J.C. (2012). First-Time Kindergartners in 2010–11: First Findings From the Kindergarten Rounds of the Early Childhood Longitudinal Study, Kindergarten Class of 2010–11 (ECLS-K:2011) (NCES 2012-049). U.S. Department of Education. Washington, DC: National Center for Education Statistics. Retrieved from https://nces.ed.gov/pubsearch/pubsinfo.asp?pubid=2012049.

[2] Ross, T., Kena, G., Rathbun, A., KewalRamani, A., Zhang, J., Kristapovich, P., and Manning, E. (2012). Higher Education: Gaps in Access and Persistence Study (NCES 2012-046). U.S. Department of Education. Washington, DC: National Center for Education Statistics. Retrieved from https://nces.ed.gov/pubsearch/pubsinfo.asp?pubid=2012046.

Revenues and Expenditures for Public Schools Rebound for Third Consecutive Year in School Year 2015–16

Revenues and expenditures per pupil on elementary and secondary education increased in school year 2015–16 (fiscal year [FY] 2016), continuing a recent upward trend in the amount of money spent on public preK–12 education. This is the third consecutive year that per pupil revenues and expenditures have increased, reversing three consecutive years of declines in spending between FY 10 and FY 13 after adjusting for inflation. The findings come from the recently released Revenues and Expenditures for Public Elementary and Secondary School Districts: School Year 2015–16 (Fiscal Year 2016).

 

 

The national median of total revenues across all school districts was $12,953 per pupil in FY 16, reflecting an increase of 3.2 percent from FY 15, after adjusting for inflation.[1] This increase in revenues per pupil follows an increase of 2.0 percent for FY 15 and 1.6 percent for FY 14. These increases in revenues per pupil between FY 14 and FY 16 contrast with the decreases from FY 10 to FY 13. The national median of current expenditures per pupil was $10,881 in FY 16, reflecting an increase of 2.4 percent from FY 15. Current expenditures per pupil also increased in FY 15 (1.7 percent) and FY 14 (1.0 percent). These increases in median revenues and current expenditures per pupil between FY 14 and FY 16 represent a full recovery in education spending following the decreases from FY 10 to FY 13.

The school district finance data can help us understand differences in funding levels for various types of districts. For example, median current expenditures per pupil in independent charter school districts were lower than in noncharter and mixed charter/noncharter school districts in 21 out of the 25 states that were able to report finance data for independent charter school districts. Three of the 4 states where median current expenditures were higher for independent charter school districts had policies that affected charter school spending. The new School District Finance Survey (F-33) data offer researchers extensive opportunities to investigate local patterns of revenues and expenditures and how they relate to conditions for other districts across the country.

 

 

By Stephen Q. Cornman, NCES; Malia Howell, Stephen Wheeler, and Osei Ampadu, U.S. Census Bureau; and Lei Zhou, Activate Research


[1] In order to compare from one year to the next, revenues are converted to constant dollars, which adjusts figures for inflation. Inflation adjustments use the Consumer Price Index (CPI) published by the U.S. Department of Labor, Bureau of Labor Statistics. For comparability to fiscal education data, NCES adjusts the CPI from a calendar year basis to a school fiscal year basis (July through June). See Digest of Education Statistics 2016, table 106.70, https://nces.ed.gov/programs/digest/d16/tables/dt16_106.70.asp.

A Look at How Title I Funds Are Allocated in the U.S.

More than 50 years ago, Congress established Title I, Part A funding (generally just called Title I) to support school districts in educating the nation’s economically disadvantaged students. Today, billions of dollars in Title I funding are distributed to school districts across the country through four grants, using a complex set of formulas.

A new report from the National Center for Education Statistics (NCES) provides a look at how Title I funds are allocated and how the current formulas affect school districts of various sizes, socioeconomic status, and geographic locales, such as rural or urban. The Study of the Title I, Part A Grant Program Mathematical Formulas was conducted in response to a congressional mandate under the Every Student Succeeds Act (ESSA), which was passed in 2015.

In fiscal year 2015 (FY 15), the total Title I allocation per formula-eligible child in the United States was $1,227.[1],[2] However, states varied in their total Title I final allocation per formula-eligible child, ranging from $984 in Idaho to $2,590 in Vermont, a difference of $1,606. (NOTE: A child is "formula eligible" if he or she is ages 5–17 and living in a family below the national poverty level or one that is receiving Temporary Assistance for Needy Families [TANF], a neglected and delinquent child located in a locally funded institution, or a foster child.)

Total Title I allocations per formula-eligible child also differed by geographic locale, district poverty level, and district size:

  • The locales with the highest total Title I final allocations were the most densely and least densely populated areas: large cities ($1,466) and remote rural areas ($1,313);
  • The poorest districts (i.e., those in the highest poverty quarter) had the highest total Title I allocations ($1,381), and the least-poor districts (i.e., those in the lowest poverty quarter) had the lowest total Title I allocations ($1,023); and
  • The smallest districts (those with a 5- to 17-year-old population of less than 300) had the highest total Title I final allocation ($1,442) compared with districts of all other population sizes. The largest districts (those with a population of 25,000 or more) had the second-highest allocation ($1,323). The allocation was lowest ($1,107) for districts with a population of 5,000 to 9,999.  

 



 

Because each of the federal allocation formulas use a series of provisions, there is not a direct link between the percentage of formula-eligible children in a district or state and the percentage of federal funds allocated to that district or state. It is also important to note that there is no direct link between the formula-eligible children upon whom the distribution of funds is based and the children who receive services from Title I. Today, 95 percent of children served by Title I receive services in schoolwide programs that serve all children in the school, regardless of whether they are formula eligible or not. Altogether, about 11.6 million children are counted as formula eligible in the United States, but more than twice that amount (about 25 million students) receive Title I services.

The 250-page report includes a number of other findings, including

  • An overview of the Title I funding formula process;
  • Detailed analyses for each of the grant programs (Basic, Concentration, Targeted, and Education Finance Incentive Grants);
  • Alternative analyses that isolate components of each grant program;
  • American Community Survey-Comparable Wage Index (CWI) adjusted allocations; and
  • A table of Title I, Part A total allocations by grant type and school district.

To access the full report, please visit the NCES website at https://nces.ed.gov/pubs2019/titlei/.

 

By Tom Snyder and Rachel Dinkes


[1] The analytic metric used in the report is the amount of funding allocated for the designated Title I grant divided by the number of formula-eligible children used in the computation for that specific grant.

[2] Detailed information on the Title I formula grant process and the components of the mathematical formulas can be found in the report’s introduction.