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Learning from CTE Research Partnerships: Using Data to Address Access and Equity Barriers in Massachusetts

As part of our ongoing blog series aimed at increasing state research on career and technical education (CTE), Corinne Alfeld, Research Analyst at the Institute of Education Sciences (IES) and Austin Estes, Senior Policy Associate at Advance CTE, are conducting interviews with individuals who are part of successful CTE State Director research partnerships. The third interview was with Cliff Chuang at the Massachusetts Department of Education and Shaun Dougherty of Vanderbilt University. Note: this interview, from February 5, 2020, has been edited for length and clarity.Photograph of Cliff Chuang and Shaun Dougherty

Could you start by talking about the projects that you’ve worked on, your research questions, and how you settled on those research questions?

Shaun - It grew out of my dissertation work that was using some of the school data and then some of the statewide data from Massachusetts. It started pretty narrowly but the director of research was happy enough with what I was able to do that she talked about whether we could address some additional questions, and more data was becoming available. That more or less triggered the expansion, and then with Cliff coming into the role it became a two-way conversation that was more explicitly about what’s of academic interest and what’s of interest or of need on the practice and policy side for CVTE (career/vocational technical education).

Cliff – I would say that the particular catalyst for our most recent partnership is our desire as an agency to understand the waitlist demand issues related to chapter 74 CVTE in Massachusetts. If I recall correctly, we put out an RFR (request for responses)[1] for a research partner to help us analyze different aspects of who is and is not getting access to CVTE programs in Massachusetts. And Shaun and his partner Isabel at Harvard, a grad student there, their bid was selected. From that project there have been a lot of offshoots through the CTEx exchange collaboration that Shaun and others have established. We’ve been engaged in a lot of informal research inquiry as well as additional formal research that uses that data.

Could you talk a little bit about what the findings were from that project and what have been implications in the academic space but also on the policy front, how are you using those findings to change policy in Massachusetts?

Shaun – The basic findings were that in fact there is much more interest in these high-quality CTE programs, these chapter 74-approved programs in these standalone technical high schools, than can be met by current supply. This was more confirmatory evidence with a little more granularity and maybe confidence in the figures than was possible previously.

Cliff – Shaun’s team also helped us look at just the straight enrollment data comparisons, which is still not as ideal as looking at applicant data. It was helpful to have a more rigorous definition of what data protocols are needed around application and admissions. We have now made the decision to collect waitlist data systematically at the state level to allow researchers like Shaun to more rigorously analyze across the board the attributes of who’s interested in voc tech, who’s getting in, who’s applying, etc.

I think it also stimulated a variety of program initiatives on the part of state government in Massachusetts to increase access to CVTE programs through collaborative partnerships like After Dark, which is an initiative that seeks to utilize shop space in our technical schools after the regular school day paired with academics provided by a partner academic school to get more kids the technical training that we are unable to do in the standard day program structures.

I would also add that Shaun is continuing other aspects of the research now that we’re very excited about, based in part on some of the research they did do to look at longer term trends of students and their outcomes post high school.

Shaun – The first order concern is that lots of people want [access to CVTE programs] and there’s a limited amount of it, so should we have more?

The second order concern – but certainly not secondary question – is one about equity and whether or not the students who were applying and the students who were getting access look like a representative cross-section of the community at large.  We know that students who choose CTE or select a lot of it are maybe different than those who don’t, but we don’t know a ton about whether and how we expect students who are making those investments to look like the overall population or whether or not access concerns lead to equity concerns.

Cliff – We would like to look more closely at whether the gaps are simply due to application gaps – which is still an issue in terms of kids not applying – or whether there are actual gaps related to who is applying and getting in. That was the data gap that we haven’t quite been able to close yet. But Shaun was able to create some comparative data that is just based on enrollment that has allowed us to engage in these conversations. We’re having the conversation about trying to expand the number of seats available so there’s less of a waitlist, but also to ensure that access into the existing seats is equitable and doesn’t disadvantage certain subgroups over others.

Over the course of the partnership, what have been some of the major challenges and hurdles that you’ve faced? What are some of the speedbumps that you’ve hit getting things formalized up at the front?

Shaun – Fortunately, one thing that we didn’t face, although I know it’s an obstacle in many places, is processes related to how one gets permissions and access to the data. In fact, as the process has evolved, having those structures in place has made it really easy, so that if Cliff and I say “hey, we’d like to add this,” it’s a pretty easy amendment of the MOU (memorandum of understanding). And then the people who deliver the data get approval and then they deliver it through a secure portal.

Cliff – I would also say that researchers left on their own probably would have had much less success in getting district participation in the survey study we did together. I, on the other hand, am someone with positional authority at the state level and established relationships that I can leverage to get that participation. And then I can pass it off to the research team that actually has the expertise and bandwidth to execute on the very labor-intensive data collection, both quantitatively and qualitatively.

It seems like you have a good partnership and a good synergy between the state office and the research team. If you were talking to CTE leaders and other researchers, what are some strategies and practices to make sure that partnership runs effectively and can be as impactful as possible?

Cliff – I think it’s important to have someone in the role of a researcher director type person whose job it is to facilitate these partnerships and to do some of the nitty gritty around data sharing, MOUs, etc. The other thing I would say is to have a commitment to an evidence base in terms of policymaking, and have people in the programmatic leadership who see the value of that and have enough knowledge of how research functions to parlay whatever policy or relational capital they have to support the research agenda.

Shaun – I think sometimes overcoming the incentives related to purely academic publishing restricts some of the willingness of some academic researchers to invest or to think about important questions in practice and policy. It’s being willing to realize that strong partnerships with local and state agencies means that more and better work can be done, and the work can have impact in real time. There is something very fulfilling and useful and practical about taking that approach from a research standpoint and then, if you come from practice like I did, then it helps ground the work.

Other blog posts in this series can be viewed here.

 

[1] Cliff explained that this is a formal process by which they solicited proposals for pay. “What’s been nice is that because it’s a partnership, Shaun has secured funding from other sources so there’s not an explicit contractual arrangement always. Aspects of the research that are ongoing are follow-ons from the original study. We have an interest in continuing to mine the data long-term to inform practice and policy.”

Activities for Students and Families Stuck at Home due to COVID-19 (Coronavirus)

As I write this blog post, my 4-year-old is spraying me with a water sprayer while I am desperately protecting my computer from a direct hit. Earlier, while I was listening in on a meeting, she yelled out “hi!” anytime I took myself off mute. Balancing work and raising kids in this bizarre situation we find ourselves in is an overwhelming experience. When schools started closing, some parents resorted to posting suggested schedules for kids to keep up a routine and deliver academic content during the day. These were wonderful suggestions. As someone whose dissertation focused on how people learn, I should be applauding such posts, but instead, they filled me with a sense of anxiety and guilt. How am I supposed to balance getting my work done while also designing a rigorous curriculum of reading, writing, and math instruction for a kid whose attention span lasts about 10-20 minutes and who needs guidance and adult interaction to learn effectively? Let’s take a step back and recognize that this situation is not normal. We adults are filled with anxiety for the future. We are trying to manage an ever-growing list of things—do we have enough food? Do we need to restock medications? What deadlines do we need to hit at work?

So here is my message to you, parents, who are managing so much and trying desperately to keep your kids happy, healthy, and engaged: recognize that learning experiences exist in even the simplest of interactions between you and your kids. For example—

  • When doing laundry, have your child help! Have them sort the laundry into categories, find the matching socks, name colors. Create patterns with colors or clothing types (for example, red sock, then blue, then red, which comes next?).
  • Find patterns in your environment, in language (for example, nursery rhymes), and when playing with blocks or Legos. Researchers have shown that patterning is strongly related to early math skills.
  • Talk about numbers when baking. I did this with my daughter yesterday morning. We made muffins and had a blast talking about measuring cups, the number of eggs in the recipe, and even turning the dial on the oven to the correct numbers. Older kids might be interested in learning the science behind baking.
  • Take a walk down your street (practicing good social distancing of course!) and look for different things in your environment to count or talk about.
  • Bring out the scissors and paper and learn to make origami along with your kids, both for its benefits for spatial thinking and as a fun, relaxing activity! In this project, researchers developed and pilot tested Think 3d!, an origami and pop-up paper engineering curriculum designed to teach spatial skills to students. The program showed promise in improving spatial thinking skills.
  • If you choose to use screen time, choose apps that promote active, engaged, meaningful, socially interactive learning.
  • If you choose to use television programs, there is evidence showing that high quality educational programs can improve students’ vocabulary knowledge.

Hopefully these examples show that you can turn even the most mundane tasks into fun learning experiences and interactions with your kids. They may not become experts in calculus at the end of all of this, but maybe they will look back fondly on this period of their life as a time when they were able to spend more time with their parents. At the end of the day, having positive experiences with our kids is going to be valuable for us and for them. If you have time to infuse some formal learning into this time, great, but if that feels like an overwhelmingly hard thing to do, be kind to yourself and recognize the value of even the most simple, positive interaction with your kids.

Written by Erin Higgins, PhD, who oversees the National Center for Education Research (NCER)'s Cognition and Student Learning portfolio.

A2i: From Research to Practice at Scale in Education

This blog post is part of an interview series with education researchers who have successfully scaled their interventions.

Assessment-to-Instruction (A2i) is an online Teacher Professional Support System that guides teachers in providing Kindergarten to Grade 3 students individualized literacy instruction and assessments. Students complete the assessments independently online without the teacher taking time away from instruction. A2i generates instantaneous teacher reports with precise recommendations for each student and group recommendations. See a video demo here. Between 2003 and 2017, researchers at Florida State University (FSU) and Arizona State University (ASU), led by Carol Connor, developed and evaluated A2i with the support of a series of awards from IES and the National Institutes of Health. Findings from all publications on the A2i are posted here.

While results across seven controlled studies demonstrated the effectiveness of A2i, feedback from practitioners in the field demonstrated that implementation often required substantial amounts of researcher support and local district adaptation, and that the cost was not sustainable for most school district budgets. In 2014, the development firm Learning Ovations, led by Jay Connor, received an award from the Department of Education (ED) and IES’s Small Business Innovation Research program (ED/IES SBIR) to develop an technologically upgraded and commercially viable version of A2i to be ready to be used at scale in classrooms around the country. In 2018, with the support of a five-year Education Innovation and Research (EIR) expansion grant from ED totaling $14.65 million, A2i is now used in more than 110 schools across the country, with plans for further expansion. 

 

Interview with Carol Connor (CC) and Jay Connor (JC)

From the start of the research in the early 2000s, was it always the goal to develop a reading intervention that would one day be used on a wide scale?
CC: Yes and no. First, we had to answer the question as to whether individualization was effective in achieving student literacy outcomes. Once the research established that, we knew that this work would have wide-scale application.

When did you start thinking about a plan for distribution
CC: Before embarking on the cumulative results studies, in 2008, Jay said that we needed to know who the “customer” was… i.e., how purchasing decisions were made at scale.  His 2008 Phase I ED/IES SBIR was critical in shifting our research focus from individual classrooms to school districts as the key scaling point. 

Did you work with a technology transfer office at the university?
CC: Only to the extent of contractually clarifying intellectual property (IP) ownership and licensing. 

Who provided the support on the business side?
CC: Jay, who has an MBA/JD and has been a senior officer in two Fortune 100 companies was very instrumental in guiding our thinking of this evolution from important research to practical application. 


 Do you have any agreement about the IP with the university? What were the biggest challenges in this area?

JC: Yes, Learning Ovations has a 60-year renewable exclusive licensing agreement with FSU Foundation. FSU couldn’t have been better to work with.  Though there were expected back-and-forth elements of the original negotiations, it was clear that we shared the central vision of transforming literacy outcomes.  They continue to be a meaningful partner.

When and why was Learning Ovations first launched?
JC: In order to pursue SBIR funding we needed to be a for-profit company.  At first, I used my consulting business – Rubicon Partners LLP – as the legal entity for a 2008 Phase I award from ED/IES SBIR.  When we considered applying (and eventually won) a Fast Track Phase I & II award from SBIR in 2014, it was clear that we needed to create a full C – Corp that could expand with the scaling of the business, thus Learning Ovations was formed.

Who has provided you great guidance on the business side over the year? What did they say and do? 
JC: Having run large corporate entities and worked with small business start-ups in conjunction with Arizona State University (Skysong) and the University of California, Irvine (Applied Innovation at The Cove) and having taught entrepreneurship at The Paul Merage School of Business at UC Irvine, I had the experience or network to connect to whatever business guidance we needed.  Further, having attended a number of reading research conferences with Carol, I was quite conversant in the literacy language both from the research side and from the district decision maker’s side.

How do you describe the experience of commercializing the A2i? What were the biggest achievements and challenges in terms of preparing for commercialization?

JC: Having coached scores of entrepreneurs at various stages, I can safely say that there is no harder commercialization than one that must stay faithful to the underlying research.  A key strategy for most new businesses: being able to pivot as you find a better (easier) solution.  It is often circumscribed by the “active ingredients” of the underlying research.  Knowing this, we imbued Learning Ovations with a very strong outcomes mission – all children reading at, or above, grade level by 3rd grade.  This commitment to outcomes certainty is only assured by staying faithful to the research.  Thus, a possible constraint, became our uncontroverted strength.

Do you have advice for university researchers seeking to move their laboratory research in education into wide-spread practice? 
JC:  Start with the end in mind.  As soon as you envision wide-scale usage, learn as much as you can about the present pain and needs of your future users and frame your research questions to speak to this.  Implementation should not be an after-the-fact consideration; build it into how you frame your research questions. On one level you are asking simultaneously “will this work with my treatment group” AND “will this help me understand/deliver to my end-user group.”  I can’t imagine effective research being graphed onto a business after the fact.  One key risk that we see a number of researchers make is thinking in very small fragments whereas application (i.e., the ability to go to scale) is usually much more systemic and holistic.

In one sentence, what would say is most needed for gaining traction in the marketplace?
JC: If not you, as a researcher, someone on your team of advisors needs to know the target marketplace as well as you know the treatment protocols in your RCT.

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Carol Connor is a Chancellor’s Professor in the UC Irvine School of Education. Prior she was a professor of Psychology and a Senior Learning Scientist at the Learning Sciences Institute at ASU. Carol’s research focuses on teaching and learning in preschool through fifth grade classrooms – with a particular emphasis on reading comprehension, executive functioning, and behavioral regulation development, especially for low-income children.

Joseph “Jay” Connor, JD/MBA, is the Founder/CEO of Learning Ovations, Inc, the developer of the platform that has enabled the A2i intervention to scale.  Jay has 20+ years of experience in senior business management at the multi-billion dollar corporate level, and has experience in the nonprofit and public policy arenas.

This interview was produced by Edward Metz of the Institute of Education Sciences.

SELweb: From Research to Practice at Scale in Education

With a 2011 IES development grant, researchers at Rush University Medical Center, led by Clark McKown, created SELweb, a web-based system to assess the social-emotional skills in children in Kindergarten to Grade 3. The system (watch the video demo) includes illustrated and narrated modules that gauge children’s social acceptance with peers and assess their ability to understand others’ emotions and perspectives, solve social problems, and self-regulate. The system generates teacher reports with norm-referenced scores and classroom social network maps. Field trials with 8,881 children in seven states demonstrate that system produces reliable and valid measures of social-emotional skills. Findings from all publications on SELweb are posted here.

In 2016, with support from the university, McKown launched a company called xSEL Labs, to further develop and ready SELweb for use at scale and to facilitate the launch SELweb into the school marketplace. SELweb is currently used in 21 school districts in 16 states by over 90,000 students per year.

Interview with Clark McKown of Rush University Medical Center and xSEL Labs

 

From the start of the project, was it always a goal for SELweb to one day be ready to be used widely in schools?

CM: When we started our aspiration was to build a usable, feasible, scientifically sound assessment and it could be done. When the end of the grant got closer, we knew that unless we figured out another way to support the work, this would be yet another good idea that would wither on the vine after showing evidence of promise. In the last year and a half of the grant, I started thinking about how to get this into the hands of educators to support teaching and learning, and how to do it in a large-scale way.

 

By the conclusion of your IES grant to develop SELweb, how close were you to the version that is being used now in schools? How much more time and money was it going to take?

CM: Let me answer that in two ways. First is how close I thought we were to a scalable version. I thought we were pretty close. Then let me answer how close we really were. Not very close. We had built SELweb in a Flash based application that was perfectly suited to small-scale data collection and was economical to build. But for a number of reasons, there was no way that it would work at scale. So we needed capital, time, and a new platform. We found an outstanding technology partner, the 3C Institute, who have a terrific ed tech platform well-suited to our needs, robust, and scalable. And we received funding from the Wallace Foundation to migrate the assessment from the original platform to 3C’s. The other thing I have learned is that technology is not one and done. It requires continued investment, upkeep, and improvement.

What experiences led you to start a company? How were you able to do this as an academic researcher?

CM: I could tell you that I ran a children’s center, had a lot of program development experience, had raised funds, and all that would be true, and some of the skills I developed in those roles have transferred. But starting a company is really different than anything I’d done before. It’s exciting and terrifying. It requires constant effort, a willingness to change course, rapid decision-making, collaboration, and a different kind of creativity than the academy. Turns out I really like it. I probably wouldn’t have made the leap except that the research led me to something that I felt required the marketplace to develop further and to realize its potential. There was really only so far I could take SELweb in the academic context. And universities recognize the limitations of doing business through the university—that’s why they have offices of technology transfer—to spin off good ideas from the academy to the market. And it’s a feather in their cap when they help a faculty member commercialize an invention. So really, it was about finding out how to use the resources at my disposal to migrate to an ecosystem suited to continuing to improve SELweb and to get it into the hands of educators.

How did xSEL Labs pay for the full development of the version of SELweb ready for use at scale?

CM: Just as we were getting off the ground, we developed

 a partnership with a research funder (the Wallace Foundation) who was interested in using SELweb as an outcome measure in a large-scale field trial of an SEL initiative. They really liked SELweb, but it was clear that in its original form, it simply wouldn’t work at the scale they required. So we worked out a contract that included financial support for improving the system in exchange for discounted fees in the out years of the project.

What agreement did you make with the university in order to start your company and commercial SELweb?

CM: I negotiated a license for the intellectual property from Rush University with the university getting a royalty and a small equity stake in the company.

Did anyone provide you guidance on the business side?

CM: Yes. I lucked into a group of in-laws who happen to be entrepreneurs, some in the education space. And my wife has a sharp business mind. They were helpful. I also sought and found advisors with relevant expertise to help me think through the initial licensing terms, and then pricing, marketing, sales, product development, and the like. One of the nice things about business is that you aren’t expected to know everything. You do need to know how and when to reach out to others for guidance, and how to frame the issues so that guidance is relevant and helpful.

How do you describe the experience of commercializing SELWeb?

CM: Commercialization is, in my experience, an exercise in experimentation and successive approximations. How will you find time and money to test the waters? Commercialization is an exciting and challenging leap from the lab to the marketplace. In my experience, you can’t do it alone, and even with great partners, competitive forces and chance factors make success scale hard to accomplish. Knowing what you don’t know, and finding partners who can help, is critical.

I forgot who described a startup as a temporary organization designed to test whether a business idea is replicable and sustainable. That really rings true. The experience has been about leaving the safe confines of the university and entering the dynamic and endlessly interesting bazaar beyond the ivory tower to see if what I have to offer can solve a problem of practice.

In one sentence (or two!), what would say is most needed for gaining traction in the marketplace?

CM: Figure out who the customer is, what the customer needs, and how what you have to offer addresses those needs. Until you get that down, all the evidence in the world won’t lead to scale.

Do you have advice for university researchers seeking to move their laboratory research into wide-spread practice?

CM: It’s not really practical for most university researchers to shift gears and become an entrepreneur. So I don’t advise doing what I did, although I’m so glad I did. For most university researchers, they should continue doing great science, and when they recognize a scalable idea, consider commercialization as an important option for bringing the idea to scale. My impression is that academic culture often finds commerce to be alien and somewhat grubby, which can get in the way. The truth is, there are whip-smart people in business who have tremendous expertise. The biggest hurdle for many university researchers will be to recognize that they lack expertise in bringing ideas to market, they will need to find that expertise, respect it, and let go of some control as the idea, program, or product is shaped by market forces. It’s also a hard truth for researchers, but most of the world doesn’t care very much about evidence of efficacy. They have much more pressing problems of practice to attend to. Don’t get me wrong—evidence of efficacy is crucial. But for an efficacious idea to go to scale, usability and feasibility are the biggest considerations.

For academics, getting the product into the marketplace requires a new set of considerations, such as: Universities and granting mechanisms reward solo stars; the marketplace rewards partnerships. That is a big shift in mindset, and not easily accomplished. Think partnerships, not empires; listening more than talking.

Any final words of wisdom in moving your intervention from research to practice?

CM: Proving the concept of an ed tech product gets you to the starting line, not the finish. Going to scale benefits from, probably actually requires, the power of the marketplace. Figuring out how the marketplace works and how to fit your product into it is a big leap for most professors and inventors. Knowing the product is not the same as knowing how to commercialize it.

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Clark McKown is a national expert on social and emotional learning (SEL) assessments. In his role as a university faculty member, Clark has been the lead scientist on several large grants supporting the development and validation of SELweb, Networker, and other assessment systems. Clark is passionate about creating usable, feasible, and scientifically sound tools that help educators and their students.

This interview was produced by Ed Metz of the Institute of Education Sciences. This post is the third in an ongoing series of blog posts examining moving from university research to practice at scale in education.

Seeking Summer Interns

Would you like to leverage your superpowers to help improve education, science, and communication? Have you always wondered what really goes on in a federal research office? If so, we have the perfect summer internship for you!

Each year, the two IES research centers—the National Center for Education Research (NCER) and the National Center for Special Education Research (NCSER)—host on-site, summer volunteer interns. These interns help us compile, synthesize, and communicate the research we support through our grant programs. Previous interns have written and been featured in blogs, identified experts for technical working groups, prepared materials for briefings, and reviewed abstracts and reports to identify emerging themes in education research, among other things. And these interns gain knowledge about non-academic pathways for researchers, build writing and communication skills, learn about grant making and federal agencies – all while being able to enjoy everything that Washington, DC has to offer!

Applicant qualifications:

  • Upper-division undergraduate or graduate students
  • Currently enrolled in good standing at a postsecondary institution
  • Have an interest in education research
  • Have experience with software such as the Microsoft Office Suite
  • Be willing to devote at least 20 hours per week
  • Work in the Washington, DC area

If you’re interested, fill in the application on USAJobs (https://www.usajobs.gov/GetJob/ViewDetails/555512800), noting your interest in the Institute of Education Sciences (IES), and submit your materials before April 30, 2020. International students must contact one of the program officers directly: Dr. Meredith Larson (NCER, Meredith.Larson@ed.gov) or Dr. Amy Sussman (NCSER, Amy.Sussman@ed.gov).

We encourage you to contact us for more information about the summer position and possible remote internships during the academic year!