Contractors: Mathematica Policy Research, Inc.; American Institutes for Research; Social Policy Research Associates
Race to the Top (RTT) was an ED-sponsored competitive grant program that funded states and districts planning to implement comprehensive education reform in one or more core areas. Since 2010, RTT has funded a general state competition, as well as a state competition focused on early learning and a district competition focused on personalized learning. With funds from the American Recovery and Reinvestment Act of 2009 (ARRA), the general state competition awarded $4 billion to states in support of comprehensive K–12 education reform in six core areas: state capacity, teachers and leaders, standards and assessments, data systems, school turnaround, and charter schools.
The School Improvement Grants (SIG) program was authorized through Title I of the Elementary and Secondary Education Act and provided 3-year awards to support turnaround in the nation's persistently lowest-achieving schools. In fiscal year 2009, the $546 million SIG appropriation was supplemented by $3 billion through ARRA, for a total of $3.5 billion. SIG funds were disbursed to states by formula based on Title I allocations. States then competitively awarded funds to districts applying on behalf of their eligible schools. Schools receiving SIG as part of the ARRA-funded cohorts were required to implement one of four prescriptive intervention models: turnaround, transformation, closure, or restart.
RTT and SIG were signature ED programs in the Obama Administration, and both programs received substantial funding through ARRA. As part of OMB's FY 2010 Evaluation Initiative, IES conducted an impact evaluation of the Race to the Top and School Improvement Grant programs, focusing on the initial general state competition for RTT and the first cohort of SIG schools implementing intervention models beginning in the 2010–11 school year. In consultation with OMB, IES addressed five evaluation questions:
The RTT sample included all 50 states and DC. Data from interviews with all states and DC informed the first evaluation question. The second evaluation question was addressed using a short interrupted time series design with state-level National Assessment of Educational Progress data comparing, before and after the RTT competition, states that were awarded an RTT grant to states that applied for but were not awarded an RTT grant.
The SIG sample included about 500 schools in 60 districts from 22 states. This sample was purposively selected to support a regression discontinuity design to address the fourth evaluation question, exploiting cutoff rules that states used to identify their persistently lowest-achieving schools as eligible for SIG to implement one of the four intervention models. Data from state and district interviews, as well as school surveys from the SIG sample informed the third and fifth evaluation questions. Student- and school-level achievement data were also collected from administrative records up to the 2012–2013 school year to inform the fourth and fifth evaluation questions.
It was expected that RTT and SIG requirements would be implemented over a number of years. Therefore, the evaluation focused on implementation at the state, district, and school levels in the early years of the study. Additional years of data collection beyond the scope of this contract will likely be needed to fully describe the implementation and impact of these efforts.
Cost/Duration: $15,298,134 over 6 years (September 2010–April 2017)
This study has been completed. Three reports and four evaluation briefs have been released (see below for key findings).
A final report for RTT entitled Race to the Top: Implementation and Relationship to Student Outcomes was released on October 26, 2016. Using 2013 interview data from all states, this report documents whether states that received an RTT grant used the policies and practices promoted by the program and how that compares to non-grantee states. The report also examines whether receipt of an RTT grant was related to improvements in student outcomes using data from the National Assessment of Educational Progress. Key findings include:
A final report for SIG entitled School Improvement Grants: Implementation and Effectiveness was released on January 18, 2017. Using 2013 survey and administrative data from nearly 500 schools in 22 states, this evaluation focuses on whether schools receiving a grant to implement these models used the practices promoted by SIG and how that compares to other schools. The report also focuses on whether SIG had an impact on student outcomes. Key findings include:
These two final reports follow the release of an initial report on September 29, 2015 entitled Usage of Policies and Practices Promoted by Race to the Top and School Improvement Grants. The initial report used data from a year earlier (spring 2012) to similarly document state and school use of policies and practices promoted by RTT and SIG, and whether grantees were more likely to use these policies and practices than non-grantees.
Four companion evaluation briefs have also been released, which provide a more focused look at specific topics covered in the reports. The first was released on January 8, 2014 and examined the extent to which low-performing schools received greater operational authority, support, and monitoring with SIG. The second was released on April 30, 2014 and examined the extent to which state requirements for teacher evaluation policies aligned with those promoted by RTT. The third was released on October 28, 2014 and examined whether low-performing schools adopted the various improvement practices promoted by SIG. The fourth was released on May 5, 2015 and described states' capacity to support the improvement efforts of their low-performing schools.